* Marked fields are mandatory
**For Government Entities and Department of Commercial Taxes TAN is mandatory. For entities in other categories PAN is mandatory
***Document to be provided at the time of registration.
Sr.No. | Category of Entity | Document |
1 | Banks / Payments Bank approved by RBI / Prepaid Payment Instrument Issuers approved by RBI/ Non-Banking Financial Companies approved by RBI / Credit card Companies / Institutions / Credit information companies approved by RBI/ Payment And Settlement System Operators authorized by RBI/ RBI approved Authorised Dealer - Category II | License/Certificate of Registration issued by RBI |
2 | Mutual Funds / Depository Participants / Stock Exchanges / Commodity Exchanges / Clearing Corporations / Depositories / Investment Advisor approved by SEBI/ Register & Transfer agents approved by SEBI/KYC Registration Agency (KRA)/Central KYC Registry | License/Certificate of Registration issued by SEBI |
3 | Companies (Required to furnish Annual Information Return (AIR)/Statement of Financial Transaction (SFT) / Any other entity required to furnish Annual Information Return (AIR)/Statement of Financial Transaction (SFT) | Latest provisional receipt of Annual Information Return filed/confirmation received from ITD for submission of SFT |
4 | Companies and Government deductor (Required to file TDS/TCS return) | Latest provisional receipt of TDS/TCS statement filed |
5 | Insurance Web Aggregators / Insurance Company / Insurance Repository/ Direct (Life & General) Brokers approved by IRDAI | License/Certificate of registration issued by IRDA |
6 | Housing Finance Companies | License/Certificate of registration issued by National housing Bank (NHB)/RBI |
7 | Educational Institutions established by Regulatory Bodies | License/Certificate of registration issued by Regulatory body |
8 | Central Recordkeeping Agency of National Pension System/PFRDA approved Point of Presence (For Online Platform) | License/Certificate of registration issued by PFRDA |
9 | Mutual Fund Advisor | License/Certificate of registration issued by AMFI |
10 | DSC issuing Authorities | License/Certificate of registration issued by CCA (Controller of Certifying Authorities) |
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